4//SEC Filing
Stavropoulos Andreas 4
Accession 0001628280-21-013123
CIK 0001516513other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 5:55 PM ET
Size
14.7 KB
Accession
0001628280-21-013123
Insider Transaction Report
Form 4
Doximity, Inc.DOCS
Stavropoulos Andreas
10% Owner
Transactions
- Conversion
Series C Preferred Stock
2021-06-28−518,586→ 0 total(indirect: By LLC)→ Class B Common Stock (518,586 underlying) - Conversion
Class B Common Stock
2021-06-28+518,586→ 518,586 total(indirect: By LLC)→ Class A Common Stock (518,586 underlying) - Conversion
Series C Preferred Stock
2021-06-28−4,667,276→ 0 total(indirect: By Threshold Ventures I, L.P.)→ Class B Common Stock (4,667,276 underlying) - Conversion
Class B Common Stock
2021-06-28+4,667,276→ 4,667,276 total(indirect: By Threshold Ventures I, L.P.)→ Class A Common Stock (4,667,276 underlying)
Footnotes (4)
- [F1]Each share of Series C Preferred Stock automatically converted into one share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), on a one-for-one basis, immediately prior to the closing of the Issuer's initial public offering ("IPO"). The shares of Series C Preferred Stock have no expiration date.
- [F2]Each share of Class B Common Stock is convertible into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the IPO; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
- [F3]These shares are directly held by Threshold Ventures I, L.P. ("Threshold I"). Threshold Ventures I General Partner, LLC ("Threshold I GP") is the general partner of Threshold I and may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I. Threshold I GP may be deemed to have sole voting, investment and dispositive power over the shares held by Threshold I GP. The Reporting Person is a managing member of Threshold I GP, and as such may be deemed to have shared voting, investment and dispositive power over such shares. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F4]These shares are directly held by Threshold Ventures I Partners Fund, LLC ("Threshold I Partners"). The Reporting Person is a voting member of Threshold I Partners, and as such may be deemed to have shared voting, investment and dispositive power over the shares held by Threshold I Partners. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Documents
Issuer
Doximity, Inc.
CIK 0001516513
Entity typeother
Related Parties
1- filerCIK 0001613908
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 5:55 PM ET
- Size
- 14.7 KB