4//SEC Filing
COLE STEPHEN 4
Accession 0001628280-21-013439
CIK 0000917491other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:03 PM ET
Size
9.4 KB
Accession
0001628280-21-013439
Insider Transaction Report
Form 4
COLE STEPHEN
Director
Transactions
- Award
Deferred Stock Units
2021-07-01+229→ 2,394 total→ Common Stock (229 underlying)
Holdings
- 490(indirect: By Shanklin Investments)
Common Stock
- 10,630(indirect: By Seeonee Inc.)
Common Stock
- 11,243
Common Stock
- 4,500(indirect: By Snow Powder Ridge Limited)
Common Stock
Footnotes (5)
- [F1]Held by Shanklin Investments in trust for the reporting person, who holds shares in trust from Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
- [F2]Held by Snow Powder Ridge Limited, a company owned by the reporting person, his wife and his children.
- [F3]Held by Seeonee Inc., a company indirectly owned by two trusts, of which the reporting person and his family members are the beneficiaries. The reporting person has sole investment control with respect to such shares of the Company's common stock.
- [F4]Deferred stock units ("DSUs") granted pursuant to the FARO Technologies, Inc. (the "Company") 2014 Incentive Plan (the "Incentive Plan") and the FARO Technologies, Inc. 2018 Non-Employee Director Deferred Compensation Plan (the "Deferred Compensation Plan").
- [F5]Each DSU represents the right to receive one share of the Company's common stock no later than 60 business days following the date the reporting person incurs a separation of service from the Company, or in limited circumstances upon a change in control of the Company cash equal to the fair market value of one share of the Company's common stock on the date of the change in control, pursuant to the terms of the Deferred Compensation Plan.
Documents
Issuer
FARO TECHNOLOGIES INC
CIK 0000917491
Entity typeother
Related Parties
1- filerCIK 0001256491
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:03 PM ET
- Size
- 9.4 KB