Home/Filings/4/0001628280-21-014576

4//SEC Filing

LIAM DONOHUE 4

Accession 0001628280-21-014576

CIK 0001432133other

View on SEC.gov Company Profile

Filed

Jul 26, 8:00 PM ET

Accepted

Jul 27, 8:58 PM ET

Size

55.7 KB

Accession

0001628280-21-014576

Insider Transaction Report

Form 4

Period: 2021-07-23

KALTURA INCKLTR

.406 Ventures I GP, L.P.

Director

Transactions

Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)

CIRINO MARIA

Director

Transactions

Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)

.406 Ventures I GP, LLC

10% Owner

Transactions

Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)

Point 406 Ventures I, L.P.

Director

Transactions

Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)

Point203X2SPV, LLC

Director

Transactions

Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)

Point 406 Ventures Opportunities Fund II, L.P.

10% Owner

Transactions

Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)

Point 406 Ventures I-A, L.P.

Director

Transactions

Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)

LIAM DONOHUE

Director

Transactions

Conversion
Common Stock
2021-07-23+10,359,967→ 10,359,967 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−11,209→ 0 total(indirect: See footnotes)
→ Common Stock (50,440 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−3,197→ 0 total(indirect: See footnotes)
→ Common Stock (14,386 underlying)
Conversion
Common Stock
2021-07-23+573,556→ 16,511,785 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+12,843→ 63,283 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+14,386→ 77,669 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,794→ 80,463 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+975,375→ 975,375 total(indirect: See footnotes)
Conversion
Series B Convertible Preferred Stock
2021-07-23−2,302,215→ 0 total(indirect: See footnotes)
→ Common Stock (10,359,967 underlying)
Conversion
Series D Convertible Preferred Stock
2021-07-23−653,463→ 0 total(indirect: See footnotes)
→ Common Stock (2,940,583 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−127,457→ 0 total(indirect: See footnotes)
→ Common Stock (573,556 underlying)
Conversion
Common Stock
2021-07-23+50,440→ 50,440 total(indirect: See footnotes)
Purchase
Common Stock
2021-07-23$10.00/sh+200,000$2,000,000→ 200,000 total(indirect: See footnotes)
Conversion
Series C Convertible Preferred Stock
2021-07-23−586,151→ 0 total(indirect: See footnotes)
→ Common Stock (2,637,679 underlying)
Conversion
Series C Convertible Preferred Stock
2021-07-23−2,854→ 0 total(indirect: See footnotes)
→ Common Stock (12,843 underlying)
Conversion
Series E Convertible Preferred Stock
2021-07-23−621→ 0 total(indirect: See footnotes)
→ Common Stock (2,794 underlying)
Conversion
Common Stock
2021-07-23+2,637,679→ 12,997,646 total(indirect: See footnotes)
Conversion
Common Stock
2021-07-23+2,940,583→ 15,938,229 total(indirect: See footnotes)
Conversion
Series E Convertible Preferred Stock
2021-07-23−216,750→ 0 total(indirect: See footnotes)
→ Common Stock (975,375 underlying)

Footnotes (6)

[F1]Each share of Series B, Series C, Series D and Series E convertible preferred stock automatically converted into 4.5 shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering (subject to the payment of cash in lieu of fractional shares in accordance with the Issuer's certificate of incorporation). No consideration was paid by the Reporting Persons in connection with such conversion. These shares had no expiration date.
[F2]Represents securities held by Point 406 Ventures I, L.P. ("Ventures I L.P.").
[F3].406 Ventures I GP, L.P. ("Ventures GP") is the general partner of each of Ventures I L.P., Ventures I-A L.P. and Opportunities Fund II, L.P., and the manager of SPV LLC. .406 Ventures I GP, LLC is the general partner of Ventures GP. Maria Cirino and Liam Donohue are the managing members of .406 Ventures I GP, LLC and, as a result, may be deemed to share voting and investment power with respect to the shares held by the Point 406 Ventures Funds. Each of the Reporting Persons disclaims beneficial ownership of the securities held by the other Reporting Persons except to the extent of such Reporting Person's pecuniary interest therein, if any.
[F4]Represents securities held by Point 406 Ventures I-A, L.P. ("Ventures I-A L.P.").
[F5]Represents securities held by Point203X2SPV, LLC ("SPV LLC").
[F6]Represents securities held by Point 406 Ventures Opportunities Fund II, L.P. ("Opportunities Fund II, L.P." and, together with Ventures I, L.P., Ventures I-A, L.P. and SPV LLC, the "Point 406 Ventures Funds").

Documents

2 files

Issuer

KALTURA INC

CIK 0001432133

→

Entity typeother

Related Parties

filerCIK 0001123565

Filing Metadata

Form type: 4
Filed: Jul 26, 8:00 PM ET
Accepted: Jul 27, 8:58 PM ET
Size: 55.7 KB

View on SEC.gov