Dang Luan 4
4 · Phunware, Inc. · Filed Aug 20, 2021
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
Dang Luan
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2021-08-18+14,583→ 1,668,082 total - Tax Payment
Common Stock
2021-08-19$0.85/sh−5,415$4,578→ 1,662,667 total - Exercise/Conversion
Restricted Stock Units
2021-08-18−14,583→ 72,915 total→ Common Stock (14,583 underlying)
Holdings
- 43,750(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
- [F4]The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.