CONDON DENNIS E 4
4 · ESTABLISHMENT LABS HOLDINGS INC. · Filed Sep 14, 2021
Insider Transaction Report
Form 4
CONDON DENNIS E
Director
Transactions
- Sale
Common Shares
2021-09-10$73.47/sh−1,843$135,410→ 3,235 total - Exercise/Conversion
Stock Option (Right to buy)
2021-09-10$10.19/sh−9,000$91,710→ 18,780 totalExercise: $10.19Exp: 2028-03-13→ Common Shares (9,000 underlying) - Sale
Common Shares
2021-09-10$71.92/sh−50$3,596→ 8,950 total - Sale
Common Shares
2021-09-10$74.37/sh−2,611$194,181→ 624 total - Sale
Common Shares
2021-09-10$76.00/sh−90$6,840→ 0 total - Exercise/Conversion
Common Shares
2021-09-10$10.19/sh+9,000$91,710→ 9,000 total - Sale
Common Shares
2021-09-10$72.66/sh−3,872$281,334→ 5,078 total - Sale
Common Shares
2021-09-10$75.13/sh−534$40,120→ 90 total
Footnotes (7)
- [F1]The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
- [F2]This transaction was executed in multiple trades at prices ranging from $71.8300 to $71.9500 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $72.0000 to $72.9850 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]This transaction was executed in multiple trades at prices ranging from $73.0000 to $73.9900 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F5]This transaction was executed in multiple trades at prices ranging from $74.0100 to $74.9750 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]This transaction was executed in multiple trades at prices ranging from $75.0000 to $75.5400 per share. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F7]The option, originally for 36,780 shares, vested as to one-fourth of the shares on December 11, 2018, and one-fourth of the shares subject to the option vest each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date.