4//SEC Filing
Martin Michael Robert 4
Accession 0001628280-21-023169
CIK 0001600620other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:18 PM ET
Size
15.9 KB
Accession
0001628280-21-023169
Insider Transaction Report
Form 4
Martin Michael Robert
Chief Business Officer
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2021-11-11−29,000→ 27,900 totalExercise: $18.38Exp: 2030-01-28→ Common Stock (29,000 underlying) - Sale
Common Shares
2021-11-10$31.26/sh−50,000$1,563,000→ 76,861 total - Exercise/Conversion
Common Stock
2021-11-11$18.38/sh+29,000$533,020→ 95,861 total - Sale
Common Shares
2021-11-11$29.50/sh−11,000$324,500→ 55,861 total - Sale
Common Shares
2021-11-09$30.17/sh−50,000$1,508,500→ 126,861 total - Sale
Common Shares
2021-11-10$30.55/sh−10,000$305,500→ 66,861 total - Sale
Common Stock
2021-11-11$28.82/sh−29,000$835,780→ 66,861 total
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.00 to $30.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F3]The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $31.00 to $31.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F4]The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $30.30 to $30.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F5]Converted to U.S. dollars based on the average daily exchange rate of the Bank of Canada reported on the grant date.
- [F6]The price in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $28.60 to $29.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- [F7]The shares subject to the option vest in thirty-six equal monthly installments from the grant date.
Documents
Issuer
Aurinia Pharmaceuticals Inc.
CIK 0001600620
Entity typeother
Related Parties
1- filerCIK 0001837647
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 4:18 PM ET
- Size
- 15.9 KB