Terry Hilliard C. III 4
4 · Upstart Holdings, Inc. · Filed Nov 15, 2021
Insider Transaction Report
Form 4
Terry Hilliard C. III
Director
Transactions
- Exercise/Conversion
Common Stock
2021-11-11$3.80/sh+60,000$228,000→ 61,491 total - Sale
Common Stock
2021-11-11$245.80/sh−300$73,741→ 61,191 total - Sale
Common Stock
2021-11-11$247.41/sh−3,482$861,467→ 57,709 total - Sale
Common Stock
2021-11-11$249.21/sh−15,300$3,812,918→ 26,925 total - Sale
Common Stock
2021-11-11$250.20/sh−6,863$1,717,102→ 20,062 total - Sale
Common Stock
2021-11-11$251.27/sh−4,605$1,157,113→ 15,457 total - Sale
Common Stock
2021-11-11$252.36/sh−4,148$1,046,800→ 11,309 total - Sale
Common Stock
2021-11-11$253.21/sh−1,600$405,135→ 9,709 total - Sale
Common Stock
2021-11-11$254.77/sh−700$178,340→ 9,009 total - Sale
Common Stock
2021-11-11$255.81/sh−300$76,744→ 8,709 total - Sale
Common Stock
2021-11-11$257.61/sh−1,000$257,614→ 7,709 total - Sale
Common Stock
2021-11-11$258.78/sh−200$51,756→ 7,509 total - Sale
Common Stock
2021-11-11$260.48/sh−800$208,388→ 6,709 total - Sale
Common Stock
2021-11-11$261.20/sh−800$208,959→ 5,909 total - Sale
Common Stock
2021-11-11$262.35/sh−500$131,175→ 5,409 total - Sale
Common Stock
2021-11-11$248.37/sh−15,484$3,845,698→ 42,225 total - Sale
Common Stock
2021-11-11$263.76/sh−1,867$492,447→ 3,542 total - Sale
Common Stock
2021-11-11$264.76/sh−950$251,526→ 2,592 total - Sale
Common Stock
2021-11-11$265.46/sh−1,101$292,272→ 1,491 total - Exercise/Conversion
Stock Option (Right to buy)
2021-11-11−60,000→ 68,295 totalExercise: $3.80Exp: 2029-03-29→ Common Stock (60,000 underlying)
Footnotes (21)
- [F1]The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 27, 2021.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.92 to $253.72.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.50 to $255.05.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $255.64 to $255.90.
- [F13]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $257.10 to $258.05.
- [F14]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.56 to $259.00.
- [F15]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $260.00 to $260.98.
- [F16]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $261.00 to $261.76.
- [F17]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $262.11 to $262.56.
- [F18]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $263.24 to $264.19.
- [F19]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.24 to $265.00.
- [F2]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F20]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.25 to $265.70.
- [F21]All of the shares subject to this option are fully vested and exercisable as of the date hereof.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $245.72 to $245.97. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (20) to this Form 4.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $246.79 to $247.735.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $247.79 to $248.78.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $248.79 to $249.785.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $249.795 to $250.79.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.80 to $251.775.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.92 to $252.91.