4//SEC Filing
Dang Luan 4
Accession 0001628280-21-024086
CIK 0001665300other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 9:40 PM ET
Size
14.4 KB
Accession
0001628280-21-024086
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
Dang Luan
Chief Technology Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2021-11-19−14,583→ 58,332 total→ Common Stock (14,583 underlying) - Gift
Common Stock
2021-11-23−3,750→ 1,672,094 total - Exercise/Conversion
Employee Stock Option (right to buy)
2021-11-23−3,750→ 86,408 totalExercise: $0.61From: 2018-01-08Exp: 2028-01-07→ Common Stock (3,750 underlying) - Tax Payment
Common Stock
2021-11-19$3.81/sh−5,156$19,632→ 1,672,094 total - Exercise/Conversion
Common Stock
2021-11-23$0.61/sh+3,750$2,288→ 1,675,844 total - Exercise/Conversion
Common Stock
2021-11-19+14,583→ 1,677,250 total
Holdings
- 43,750(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]Represents a gift which was effected pursuant to a transfer of shares to an individual to which the Reporting Person has no beneficial ownership.
- [F3]The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
- [F5]The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.
Documents
Issuer
Phunware, Inc.
CIK 0001665300
Entity typeother
Related Parties
1- filerCIK 0001290255
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 9:40 PM ET
- Size
- 14.4 KB