Purvis Shawn N 4

4 · NORTHROP GRUMMAN CORP /DE/ · Filed Feb 17, 2022

Form 4

Period: 2022-02-15

CVP, President, Enterprise Svc

Transactions

Exercise/Conversion
Restricted Performance Stock Rights
2022-02-15−5,671→ 7,939 total
→ Common Stock (5,671 underlying)
Exercise/Conversion
Common Stock
2022-02-15+5,671→ 10,648.42 total
Tax Payment
Common Stock
2022-02-15$384.77/sh−2,481$954,614→ 8,167.42 total
Award
Restricted Performance Stock Rights
2022-02-15+1,023→ 13,610 total
→ Common Stock (1,023 underlying)

Holdings

Footnotes (3)

[F1]Held in the Northrop Grumman Savings Plan (the Plan), a qualified defined contributions plan, as of 2/15/22. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
[F2]Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
[F3]Vested RPSRs with respect to the measurement period ended 12/31/21 acquired due to settlement of the 2019 RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/13/19 that resulted in settlement at 122% of the target award. A total of 5,671 shares were issued in settlement of the 2019 RPSRs with a measurement period that ended 12/31/21, and the target award amount of 4,648 RPSRs was previously reported in connection with the grant of the 2019 RPSRs.

Documents

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