Aune Matt 4
4 · Phunware, Inc. · Filed May 20, 2022
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
Aune Matt
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2022-05-18+18,750→ 452,599 total - Tax Payment
Common Stock
2022-05-19$1.40/sh−12,257$17,161→ 440,342 total - Exercise/Conversion
Restricted Stock Units
2022-05-18−18,750→ 56,250 total→ Common Stock (18,750 underlying)
Footnotes (4)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4005. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
- [F3]Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
- [F4]The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.