KNITOWSKI ALAN S 4
4 · Phunware, Inc. · Filed Jun 3, 2022
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
KNITOWSKI ALAN S
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2022-06-01$1.19/sh+4,000$4,760→ 1,259,833 total
Holdings
- 585,589(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")
- [F2]In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.
- [F3]Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.