KNITOWSKI ALAN S 4
4 · Phunware, Inc. · Filed Nov 14, 2022
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
KNITOWSKI ALAN S
DirectorChief Executive Officer
Transactions
- Tax Payment
Common Stock
2022-11-09$1.29/sh−39,275$50,574→ 1,233,149 total
Holdings
- 585,589(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]The shares were sold in multiple transactions with prices ranging from $1.2522 to $1.2937. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
- [F3]Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.