4//SEC Filing
Kee Scott David 4
Accession 0001628280-22-030057
CIK 0001841925other
Filed
Nov 14, 7:00 PM ET
Accepted
Nov 15, 5:56 PM ET
Size
13.1 KB
Accession
0001628280-22-030057
Insider Transaction Report
Form 4
Kee Scott David
Chief Technology Officer
Transactions
- Exercise/Conversion
Class V Common Stock
2022-11-11−200,000→ 5,159,514 total - Exercise/Conversion
Class A Common Stock
2022-11-11+200,000→ 200,669 total - Sale
Class A Common Stock
2022-11-11$8.76/sh−178,721$1,565,596→ 21,948 total - Sale
Class A Common Stock
2022-11-11$9.28/sh−21,279$197,469→ 669 total - Exercise/Conversion
ADK Class A Units
2022-11-11−200,000→ 5,159,514 totalExercise: $0.00From: 2021-12-10→ Class A Common Stock (200,000 underlying)
Footnotes (6)
- [F1]Cancellation of Class V Common Stock upon Reporting Person's exchange of ADK Class A Units for an equal number of shares of Class A Common Stock. See note 2.
- [F2]Class A Common Stock received upon conversion of ADK Class A Units. The ADK Class A Units may be exchanged by the Reporting Person at any time after December 10, 2021 for an equal amount of shares of Class A Common Stock or, at the election of the Issuer, cash equal to the fair market value of such shares. Upon the Reporting Person's exchange of an ADK Class A Unit for Class A Common Stock, an equivalent number of shares of Class V Common Stock will be cancelled.
- [F3]Represents shares of Class A common stock sold in the open market pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 17, 2022. The Reporting Person's Rule 10b5-1 plan includes a series of automated open market sales with a range of predetermined prices through December 16, 2023.
- [F4]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.25 to $9.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $9.25 to $9.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F6]N/A
Documents
Issuer
indie Semiconductor, Inc.
CIK 0001841925
Entity typeother
Related Parties
1- filerCIK 0001865420
Filing Metadata
- Form type
- 4
- Filed
- Nov 14, 7:00 PM ET
- Accepted
- Nov 15, 5:56 PM ET
- Size
- 13.1 KB