4//SEC Filing
Evans Craig E 4
Accession 0001628280-22-030637
CIK 0001819438other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 2:20 PM ET
Size
12.5 KB
Accession
0001628280-22-030637
Insider Transaction Report
Form 4
Evans Craig E
DirectorPresident
Transactions
- Sale
Common Stock
2022-11-21$3.82/sh−6,350$24,249→ 2,397,089 total(indirect: See Footnote.) - Sale
Common Stock
2022-11-18$3.93/sh−50,000$196,685→ 2,403,439 total(indirect: See Footnote.) - Sale
Common Stock
2022-11-21$3.82/sh−8,217$31,379→ 5,583,400 total - Sale
Common Stock
2022-11-21$3.52/sh−50,000$175,935→ 5,591,617 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F2]The shares are held directly by Julia Song. The reporting persons are husband and wife.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F4]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.
Issuer
ESS Tech, Inc.
CIK 0001819438
Entity typeother
Related Parties
1- filerCIK 0001885331
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 2:20 PM ET
- Size
- 12.5 KB