Evans Craig E 4
4 · ESS Tech, Inc. · Filed Nov 22, 2022
Insider Transaction Report
Form 4
Evans Craig E
DirectorPresident
Transactions
- Sale
Common Stock
2022-11-21$3.82/sh−6,350$24,249→ 2,397,089 total(indirect: See Footnote.) - Sale
Common Stock
2022-11-18$3.93/sh−50,000$196,685→ 2,403,439 total(indirect: See Footnote.) - Sale
Common Stock
2022-11-21$3.82/sh−8,217$31,379→ 5,583,400 total - Sale
Common Stock
2022-11-21$3.52/sh−50,000$175,935→ 5,591,617 total
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.875 to $3.985, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F2]The shares are held directly by Julia Song. The reporting persons are husband and wife.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.48 to $3.565, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F4]The reported shares were sold to satisfy the reporting person's tax obligations in connection with the vesting of restricted stock units, or RSU's.