4//SEC Filing
Dang Luan 4
Accession 0001628280-22-030700
CIK 0001665300other
Filed
Nov 21, 7:00 PM ET
Accepted
Nov 22, 5:21 PM ET
Size
9.9 KB
Accession
0001628280-22-030700
Insider Transaction Report
Form 4
Phunware, Inc.PHUN
Dang Luan
Chief Technology Officer
Transactions
- Exercise/Conversion
Common Stock
2022-11-18+14,583→ 1,605,320 total - Tax Payment
Common Stock
2022-11-18$1.09/sh−5,414$5,925→ 1,599,906 total - Exercise/Conversion
Restricted Stock Units
2022-11-18−14,583→ 14,583 total→ Common Stock (14,583 underlying)
Holdings
- 43,750(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.
- [F2]The shares were sold in multiple transactions with prices ranging from $1.0806 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
- [F3]The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3) for which the Reporting Person serves as co-president.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.
- [F5]The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.
Documents
Issuer
Phunware, Inc.
CIK 0001665300
Entity typeother
Related Parties
1- filerCIK 0001290255
Filing Metadata
- Form type
- 4
- Filed
- Nov 21, 7:00 PM ET
- Accepted
- Nov 22, 5:21 PM ET
- Size
- 9.9 KB