Home/Filings/4/0001628280-22-031700
4//SEC Filing

KNITOWSKI ALAN S 4

Accession 0001628280-22-031700

CIK 0001665300other

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 9:57 PM ET

Size

9.9 KB

Accession

0001628280-22-031700

Insider Transaction Report

Form 4
Period: 2022-12-07
KNITOWSKI ALAN S
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2022-12-08$0.96/sh115,170$110,6211,138,452 total
  • Disposition to Issuer

    Common Stock

    2022-12-07$1.00/sh29,119$29,2011,063,435 total
  • Disposition to Issuer

    Common Stock

    2022-12-08$0.99/sh45,898$45,5351,092,554 total
Holdings
  • Common Stock

    (indirect: See footnote)
    585,589
Footnotes (4)
  • [F1]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.9507 to $0.9771. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F2]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.99 to $0.9977. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F3]The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.00 to $1.01. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.
  • [F4]Consists of (i) 539,867 shares held of record by Cane Capital, LLC, for which the Reporting Person serves as president, (ii) 43,750 shares held of record by Curo Capital Appreciation Fund I, LLC (Fund 1, Fund 2 and Fund 3), for which the Reporting Person serves as co-president, (iii) 1,972 shares held of record by Knitowski Childrens Trust, for which the Reporting Person serves as president.

Issuer

Phunware, Inc.

CIK 0001665300

Entity typeother

Related Parties

1
  • filerCIK 0001244387

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 9:57 PM ET
Size
9.9 KB