4//SEC Filing
Cooper Kerry Whorton 4
Accession 0001628280-23-000978
CIK 0001647639other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 6:05 PM ET
Size
6.2 KB
Accession
0001628280-23-000978
Insider Transaction Report
Form 4
Cooper Kerry Whorton
Director
Transactions
- Award
Common Stock
2023-01-10+3,149→ 3,917 total(indirect: See Footnote)
Holdings
- 2,209
Common Stock
Footnotes (3)
- [F1]These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.
- [F2]These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.
- [F3]These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001817263
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 6:05 PM ET
- Size
- 6.2 KB