4//SEC Filing
Perry David T 4
Accession 0001628280-23-004335
CIK 0001133421other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 4:47 PM ET
Size
13.2 KB
Accession
0001628280-23-004335
Insider Transaction Report
Form 4
Perry David T
CVP Chief Global Bus Dev Off
Transactions
- Exercise/Conversion
Common Stock
2023-02-16+4,866.75→ 14,826.91 total - Tax Payment
Common Stock
2023-02-16$465.35/sh−2,111$982,354→ 12,715.91 total - Award
Restricted Performance Stock Rights
2023-02-16+1,261.75→ 12,429.75 total→ Common Stock (1,261.75 underlying) - Exercise/Conversion
Restricted Performance Stock Rights
2023-02-16−4,866.75→ 7,563 total→ Common Stock (4,866.75 underlying)
Holdings
- 48.007(indirect: Held in Northrop Grumman Savings Plan)
Common Stock
- 552.831(indirect: Held in Northrop Grumman Financial Security and Savings Program)
Common Stock
Footnotes (4)
- [F1]Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contributions plan, as of 2/16/2023. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
- [F2]Held in the Northrop Grumman Financial Security and Savings Program (the "Program"), as of 2/16/2023. Share totals with respect to the Program are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
- [F3]Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
- [F4]The RPSRs acquired are vested RPSRs with respect to the measurement period ended 12/31/22 acquired due to settlement of the RPSRs granted under the 2011 Long-Term Incentive Stock Plan ("LTISP") on 2/12/20 that resulted in settlement at 135% of the target award. A total of 4,866.75 shares were issued in settlement of the 2020 RPSRs with a measurement period that ended 12/31/22, and the target award amount of 3,605 RPSRs was previously reported in connection with the grant of the 2020 RPSRs.
Documents
Issuer
NORTHROP GRUMMAN CORP /DE/
CIK 0001133421
Entity typeother
Related Parties
1- filerCIK 0001555175
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 4:47 PM ET
- Size
- 13.2 KB