NIGGLI MICHAEL R 4
4 · ESS Tech, Inc. · Filed Mar 7, 2023
Insider Transaction Report
Form 4
NIGGLI MICHAEL R
Director
Transactions
- Purchase
Common Stock
2023-03-06$1.65/sh+5,000$8,250→ 583,821 total
Holdings
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 568,312(indirect: See footnote)
Common Stock
- 227,407(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
- [F2]The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
- [F3]The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
- [F4]The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
- [F5]The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
- [F6]The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.