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4//SEC Filing

Schreyer Edward Joseph 4

Accession 0001628280-23-015248

CIK 0001539638other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 4:38 PM ET

Size

9.2 KB

Accession

0001628280-23-015248

Insider Transaction Report

Form 4
Period: 2023-05-01
Schreyer Edward Joseph
EVP, Chief Operating Officer
Transactions
  • Award

    Employee Stock Options

    2023-05-01+3,9683,968 total
    Exercise: $51.25Exp: 2033-05-01Common Stock (3,968 underlying)
  • Award

    Common Stock

    2023-05-01+9,75682,635 total
  • Tax Payment

    Common Stock

    2023-05-01$51.25/sh6,414$328,71876,221 total
Footnotes (5)
  • [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
  • [F2]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.
  • [F3]Consists of (i) 25,287 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
  • [F4]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
  • [F5]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Issuer

Triumph Financial, Inc.

CIK 0001539638

Entity typeother

Related Parties

1
  • filerCIK 0001918655

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:38 PM ET
Size
9.2 KB