Triumph Financial, Inc.·4

May 3, 4:38 PM ET

Schreyer Edward Joseph 4

4 · Triumph Financial, Inc. · Filed May 3, 2023

Insider Transaction Report

Form 4
Period: 2023-05-01
Schreyer Edward Joseph
EVP, Chief Operating Officer
Transactions
  • Award

    Employee Stock Options

    2023-05-01+3,9683,968 total
    Exercise: $51.25Exp: 2033-05-01Common Stock (3,968 underlying)
  • Award

    Common Stock

    2023-05-01+9,75682,635 total
  • Tax Payment

    Common Stock

    2023-05-01$51.25/sh6,414$328,71876,221 total
Footnotes (5)
  • [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
  • [F2]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.
  • [F3]Consists of (i) 25,287 shares beneficially owned by reporting person, and (ii) 50,934 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
  • [F4]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
  • [F5]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Documents

1 file
  • 4
    wf-form4_168314630149282.xmlPrimary

    FORM 4