Lehmann Gail 4
4 · Triumph Financial, Inc. · Filed May 3, 2023
Insider Transaction Report
Form 4
Lehmann Gail
VP Operations and Secretary
Transactions
- Award
Common Stock
2023-05-01+6,209→ 50,932 total - Award
Employee Stock Options
2023-05-01+2,976→ 2,976 totalExercise: $51.25Exp: 2033-05-01→ Common Stock (2,976 underlying) - Award
Common Stock
2023-05-01+1,463→ 44,723 total - Tax Payment
Common Stock
2023-05-01$51.25/sh−2,743$140,579→ 48,189 total
Holdings
- 2,332
Employee Stock Options
Exercise: $69.44Exp: 2032-05-01→ Common Stock (2,332 underlying) - 1,908
Employee Stock Options
Exercise: $88.63Exp: 2031-05-01→ Common Stock (1,908 underlying) - 3,945
Employee Stock Options
Exercise: $26.25Exp: 2030-05-01→ Common Stock (5,259 underlying) - 1,483
Employee Stock Options
Exercise: $31.00Exp: 2029-05-01→ Common Stock (2,966 underlying) - 3,842
Employee Stock Options
Exercise: $25.80Exp: 2027-04-01→ Common Stock (4,382 underlying) - 910
Employee Stock Options
Exercise: $38.75Exp: 2028-05-01→ Common Stock (1,820 underlying)
Footnotes (6)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.
- [F4]Consists of (i) 45,089 shares beneficially owned by reporting person, and (ii) 3,100 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F5]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F6]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.