4//SEC Filing
Graft Aaron P 4
Accession 0001628280-23-015252
CIK 0001539638other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:39 PM ET
Size
19.1 KB
Accession
0001628280-23-015252
Insider Transaction Report
Form 4
Graft Aaron P
DirectorPresident & CEO
Transactions
- Award
Common Stock
2023-05-01+11,530→ 250,414 total - Tax Payment
Common Stock
2023-05-01$51.25/sh−4,854$248,768→ 245,560 total - Award
Employee Stock Options
2023-05-01+15,823→ 15,823 totalExercise: $51.25Exp: 2033-05-01→ Common Stock (15,823 underlying) - Award
Common Stock
2023-05-01+7,780→ 238,884 total
Holdings
- 3,315(indirect: By Spouse)
Common Stock
- 8,269
Employee Stock Options
Exercise: $88.63Exp: 2031-05-01→ Common Stock (8,269 underlying) - 10,886
Employee Stock Options
Exercise: $69.44Exp: 2032-05-01→ Common Stock (10,886 underlying) - 7,103
Employee Stock Options
Exercise: $31.00Exp: 2029-05-01→ Common Stock (7,103 underlying) - 9,767
Employee Stock Options
Exercise: $26.25Exp: 2030-05-01→ Common Stock (9,767 underlying) - 11,883
Employee Stock Options
Exercise: $25.80Exp: 2027-05-01→ Common Stock (11,883 underlying) - 9,739
Employee Stock Options
Exercise: $38.75Exp: 2028-05-01→ Common Stock (9,739 underlying)
Footnotes (7)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.
- [F4]Consists of (i) 231,525 shares beneficially owned by reporting person, and (ii) 14,035 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F5]3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
- [F6]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F7]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621666
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:39 PM ET
- Size
- 19.1 KB