4//SEC Filing
NIGGLI MICHAEL R 4
Accession 0001628280-23-018310
CIK 0001819438other
Filed
May 14, 8:00 PM ET
Accepted
May 15, 9:05 PM ET
Size
10.4 KB
Accession
0001628280-23-018310
Insider Transaction Report
Form 4
NIGGLI MICHAEL R
Director
Transactions
- Purchase
Common Stock
2023-05-12$1.13/sh+20,000$22,592→ 603,821 total
Holdings
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 568,312(indirect: See footnote)
Common Stock
- 227,407(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.125 to $1.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F2]The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
- [F3]The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
- [F4]The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
- [F5]The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
- [F6]The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
- [F7]The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
Documents
Issuer
ESS Tech, Inc.
CIK 0001819438
Entity typeother
Related Parties
1- filerCIK 0001377160
Filing Metadata
- Form type
- 4
- Filed
- May 14, 8:00 PM ET
- Accepted
- May 15, 9:05 PM ET
- Size
- 10.4 KB