NIGGLI MICHAEL R 4
4 · ESS Tech, Inc. · Filed May 22, 2023
Insider Transaction Report
Form 4
NIGGLI MICHAEL R
Director
Transactions
- Award
Common Stock
2023-05-19+135,373→ 749,194 total
Holdings
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 568,312(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 227,407(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
Footnotes (7)
- [F1]The reported shares are represented by restricted stock units, or RSUs, which vest on the earlier of (i) May 19, 2024 or (ii) the day prior to the Issuer's next annual meeting of stockholders.
- [F2]The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
- [F3]The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
- [F4]The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
- [F5]The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
- [F6]The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
- [F7]The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.