Home/Filings/4/0001628280-23-022584
4//SEC Filing

Vogel Kimberley H 4

Accession 0001628280-23-022584

CIK 0001827821other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 9:23 PM ET

Size

6.6 KB

Accession

0001628280-23-022584

Insider Transaction Report

Form 4
Period: 2023-06-14
Transactions
  • Award

    Common Stock, $0.0001 par value per share

    2023-06-14+111,111115,591 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: Kim Vogel, Inc. Defined Benefit Plan)
    82,823
Footnotes (3)
  • [F1]These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
  • [F2]Certain of these securities consist of RSUs.
  • [F3]In March 2023, the Reporting Person transferred 28,520 shares of common stock from the Kim Vogel, Inc. Defined Benefit Plan to her direct holdings. The transfer did not involve any change in beneficial ownership.

Issuer

Forge Global Holdings, Inc.

CIK 0001827821

Entity typeother

Related Parties

1
  • filerCIK 0001804400

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 9:23 PM ET
Size
6.6 KB