4//SEC Filing
Sherman Sergey 4
Accession 0001628280-23-024758
CIK 0001801602other
Filed
Jul 10, 8:00 PM ET
Accepted
Jul 11, 8:10 PM ET
Size
8.1 KB
Accession
0001628280-23-024758
Insider Transaction Report
Form 4
Sherman Sergey
Chief Financial Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-07-07−8,333→ 16,667 total(indirect: Held by Tuatara Capital, LP)→ Common Stock (8,333 underlying) - Exercise/Conversion
Common Stock
2023-07-07+8,333→ 33,333 total(indirect: Notes)
Footnotes (5)
- [F1]Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.
- [F2]Each restricted stock unit represents a right to acquire one share of the issuers common stock.
- [F3]Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.
- [F4]Held by Tuatara Capital, LP
- [F5]July 7, 2023
Documents
Issuer
SpringBig Holdings, Inc.
CIK 0001801602
Entity typeother
Related Parties
1- filerCIK 0001844620
Filing Metadata
- Form type
- 4
- Filed
- Jul 10, 8:00 PM ET
- Accepted
- Jul 11, 8:10 PM ET
- Size
- 8.1 KB