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4//SEC Filing

Maserang II D Deverl 4

Accession 0001628280-23-034653

CIK 0000034563other

Filed

Oct 18, 8:00 PM ET

Accepted

Oct 19, 2:41 PM ET

Size

443.4 KB

Accession

0001628280-23-034653

Insider Transaction Report

Form 4
Period: 2023-09-13
Maserang II D Deverl
DirectorPresident and CEO
Transactions
  • Other

    Common Stock

    2023-10-01118,91954,597 total
  • Award

    Common Stock

    2023-09-13+123,453372,043 total
  • Gift

    Common Stock

    2023-09-15198,527173,516 total
Holdings
  • Common Stock

    (indirect: By Trust)
    330,953
  • Common Stock

    (indirect: By 401(k))
    9,209.139
Footnotes (4)
  • [F1]Vesting of performance-based restricted stock units pursuant to award for the FY2021-FY2023 performance period.
  • [F2]Since November 2019, the reporting person's direct ownership totals have incorrectly included 13,000 shares owned indirectly by the Maserang Living Trust.
  • [F3]Bona fide gift for no consideration to Maserang Living Trust.
  • [F4]Pursuant to the terms of restricted stock units granted on 9/13/2021 and 11/01/2022, all unvested shares pertaining to those grants (being 37,538 and 117,187 shares, respectively) would be forfeited on separation from service. However, as previously reported on the Issuer's Form 8-K, 35,806 shares relating to the 11/01/2022 grant were accelerated and vested effective 10/1/23. As such, a total of 118,919 shares were forfeited on 10/01/2023 in connection with reporting person's separation from service.

Issuer

FARMER BROTHERS CO

CIK 0000034563

Entity typeother

Related Parties

1
  • filerCIK 0001543219

Filing Metadata

Form type
4
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 2:41 PM ET
Size
443.4 KB