TERAWULF INC.·4

Oct 24, 6:18 PM ET

New Jason Griffin 4

4 · TERAWULF INC. · Filed Oct 24, 2023

Insider Transaction Report

Form 4
Period: 2023-10-20
Transactions
  • Other

    Warrants

    2023-10-20613,3260 total
    Exercise: $0.01From: 2024-04-01Exp: 2025-12-31Common stock, $0.001 par value per share (613,326 underlying)
  • Other

    Warrants

    2023-10-20306,6630 total
    Exercise: $1.00From: 2024-04-01Exp: 2026-12-31Common stock, $0.001 par value per share (306,663 underlying)
  • Other

    Warrants

    2023-10-20+306,663306,663 total(indirect: By LLC)
    Exercise: $1.00From: 2024-04-01Exp: 2026-12-31Common stock, $0.001 par value per share (306,663 underlying)
  • Other

    Warrants

    2023-10-20+613,326613,326 total(indirect: By LLC)
    Exercise: $0.01From: 2024-04-01Exp: 2025-12-31Common stock, $0.001 par value per share (613,326 underlying)
Footnotes (3)
  • [F1]This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Partners Fund New LLC ("NovaWulf Fund New"). The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
  • [F2]This transaction involved the Reporting Person's contribution of 613,326 penny warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the penny warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.
  • [F3]This transaction involved the Reporting Person's contribution of 306,663 dollar warrants to NovaWulf Fund New. The Reporting Person is the sole manager of NovaWulf Fund New, and, as a result, may be deemed to beneficially own the dollar warrants held by NovaWulf Fund New. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such shares of common stock in this report shall not be deemed an admission of beneficial ownership of all of the reported dollar warrants for purposes of Section 16 of the Exchange Act, or for any other purpose.

Documents

1 file
  • 4
    wk-form4_1698185911.xmlPrimary

    FORM 4