schiller Thomas 4
4 · indie Semiconductor, Inc. · Filed Jan 5, 2024
Insider Transaction Report
Form 4
schiller Thomas
CFO and EVP of Strategy
Transactions
- Tax Payment
Class A Common Stock
2024-01-04$7.04/sh−22,198$156,274→ 1,153,562 total - Tax Payment
Class A Common Stock
2024-01-04$7.04/sh−988$6,956→ 1,175,760 total - Exercise/Conversion
Restricted Stock Units
2024-01-03−56,625→ 169,875 total→ Class A Common Stock (56,625 underlying) - Exercise/Conversion
Class A Common Stock
2024-01-03+2,308→ 1,120,123 total - Exercise/Conversion
Class A Common Stock
2024-01-03+56,625→ 1,176,748 total - Sale
Class A Common Stock
2024-01-05$7.05/sh−60,000$423,000→ 1,093,562 total - Exercise/Conversion
Restricted Stock Units
2024-01-03−2,308→ 4,616 total→ Class A Common Stock (2,308 underlying)
Footnotes (5)
- [F1]Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
- [F2]The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 11, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through December 31, 2024.
- [F3]The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $6.89 to $7.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F5]The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.