Cooper Kerry Whorton 4
4 · Upstart Holdings, Inc. · Filed Jan 12, 2024
Insider Transaction Report
Form 4
Cooper Kerry Whorton
Director
Transactions
- Award
Common Stock
2024-01-10+666→ 8,792 total(indirect: See Footnote)
Holdings
- 9,669
Common Stock
Footnotes (3)
- [F1]These securities are fully vested restricted stock units (RSUs). Each RSU represents a right to receive one share of Common Stock in settlement as soon as practicable after grant. These RSUs were granted, pursuant to a prior election by the Reporting Person, in lieu of an individual annual cash retainer payment for Board service to the Issuer that the Reporting Person would have otherwise received pursuant to the Issuer's Outside Director Compensation Policy.
- [F2]These shares are held by the Edward and Kerry Cooper Living Trust, for which the Reporting Person and her spouse serve as co-trustees.
- [F3]These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.