4//SEC Filing
Sievers Drew 4
Accession 0001628280-24-001734
CIK 0001827821other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 8:37 PM ET
Size
13.1 KB
Accession
0001628280-24-001734
Insider Transaction Report
Form 4
Sievers Drew
Chief Delivery Officer
Transactions
- Award
Common Stock, $0.0001 par value per share
2023-04-24+92,592→ 156,420 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+370,370→ 557,654 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+123,456→ 681,110 total - Award
Common Stock, $0.0001 par value per share
2023-04-24+30,864→ 187,284 total
Holdings
- 677,733(indirect: By Operative Capital LP)
Common Stock, $0.0001 par value per share
- 1,596,734(indirect: By LLC)
Common Stock, $0.0001 par value per share
Footnotes (5)
- [F1]These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. 100% of the RSUs shall vest on January 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
- [F2]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the RSUs shall vest (the "Eligible RSUs") based on the achievement of Issuer performance conditions over the Issuer's fiscal year ending December 31, 2023 (the "Fiscal Year 2023"). The Eligible RSUs shall vest no later than March 1, 2024, subject to the Reporting Person continuing to be a service provider through such date.
- [F3]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. 1/3rd of the RSUs shall vest on January 1, 2024, and the remaining RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through such date.
- [F4]These shares represent RSUs granted under the Plan. Each unit represents a right to receive one share of the Issuer's Common Stock. Up to 100% of the Eligible RSUs shall vest based on the achievement of Issuer performance conditions over the Fiscal Year 2023. 1/3rd of the Eligible RSUs shall vest no later than March 1, 2024 (the "Initial Vesting Date"), and the remaining Eligible RSUs shall vest over 24 equal monthly installments thereafter, subject to the Reporting Person continuing to be a service provider through each such date; provided that any monthly installments of Eligible RSUs pre-dating the Initial Vesting Date shall also vest on the Initial Vesting Date.
- [F5]The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
Forge Global Holdings, Inc.
CIK 0001827821
Entity typeother
Related Parties
1- filerCIK 0002003379
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 8:37 PM ET
- Size
- 13.1 KB