4//SEC Filing
Finkelstein David L 4
Accession 0001628280-24-003377
CIK 0001043219other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 6:02 PM ET
Size
8.8 KB
Accession
0001628280-24-003377
Insider Transaction Report
Form 4
Finkelstein David L
DirectorCEO and Co-CIO
Transactions
- Exercise/Conversion
Common Stock
2024-02-01+19,994→ 558,963 total - Tax Payment
Common Stock
2024-02-01$19.57/sh−59,271$1,159,933→ 499,692 total - Award
Common Stock
2024-02-01+212,777→ 712,469 total
Footnotes (3)
- [F1]Represents the settlement of dividend equivalent rights in connection with vesting of previously issued and reported restricted stock units. The dividend equivalent rights accrued when and as dividends were paid on Annaly Capital Management, Inc.'s common stock and vested proportionately with the underlying restricted stock units in respect of which they were credited. The dividend equivalent rights convert to Annaly Capital Management, Inc.'s common stock on a one-for-one basis.
- [F2]Represents shares surrendered to the issuer to satisfy a tax withholding obligation in connection with the vesting on February 1, 2024 of restricted stock awards previously granted on February 1, 2022 and February 1, 2023.
- [F3]Represents restricted stock units granted pursuant to the Annaly Capital Management, Inc. 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Annaly Capital Management, Inc., par value $0.01 per share. The restricted stock units vest ratably over three years beginning on the one-year anniversary of the grant date (subject to accelerated vesting under certain circumstances).
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001688537
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 6:02 PM ET
- Size
- 8.8 KB