4//SEC Filing
Nelson Adam D 4
Accession 0001628280-24-004457
CIK 0001539638other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 4:01 PM ET
Size
13.8 KB
Accession
0001628280-24-004457
Insider Transaction Report
Form 4
Nelson Adam D
SVP and General Counsel
Transactions
- Sale
Common Stock
2024-02-09$80.00/sh−500$40,000→ 31,050 total - Exercise/Conversion
Employee Stock Options
2024-02-09$25.80/sh−500$12,900→ 4,523 totalExercise: $25.80Exp: 2027-04-01→ Common Stock (500 underlying) - Exercise/Conversion
Common Stock
2024-02-12$25.80/sh+4,523$116,693→ 35,573 total - Sale
Common Stock
2024-02-12$80.32/sh−4,523$363,287→ 31,050 total - Exercise/Conversion
Employee Stock Options
2024-02-12$25.80/sh−4,523$116,693→ 0 totalExercise: $25.80Exp: 2027-04-01→ Common Stock (4,523 underlying) - Exercise/Conversion
Common Stock
2024-02-09$25.80/sh+500$12,900→ 31,550 total
Footnotes (4)
- [F1]The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F3]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F4]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621766
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 4:01 PM ET
- Size
- 13.8 KB