Bergera J. Joseph 4

Accession 0001628280-24-008635

CIK 0000350868other

View on SEC.gov Company Profile

Filed

Mar 3, 7:00 PM ET

Accepted

Mar 4, 6:05 PM ET

Size

23.1 KB

Accession

0001628280-24-008635

Insider Transaction Report

Form 4

Period: 2024-02-29

ITERIS, INC.ITI

Bergera J. Joseph

President and CEO

Transactions

Exercise/Conversion
Common Stock
2024-02-29$2.38/sh+14,000$33,320→ 193,138 total
Sale
Common Stock
2024-02-29$5.19/sh−10,714$55,564→ 182,424 total
Exercise/Conversion
Common Stock
2024-03-01$2.38/sh+18,500$44,030→ 200,924 total
Sale
Common Stock
2024-03-01$5.17/sh−12,736$65,897→ 188,188 total
Exercise/Conversion
Common Stock
2024-03-04$2.38/sh+4,323$10,289→ 196,561 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-03-01$2.38/sh−18,500$44,030→ 1,117,500 total
Exercise: $2.38Exp: 2025-09-22→ Common Stock (18,500 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2024-03-04$2.38/sh−17,500$41,650→ 1,100,000 total
Exercise: $2.38Exp: 2025-09-22→ Common Stock (17,500 underlying)
Exercise/Conversion
Common Stock
2024-03-04$2.38/sh+17,500$41,650→ 205,688 total
Sale
Common Stock
2024-03-04$5.03/sh−13,450$67,633→ 192,238 total
Exercise/Conversion
Stock Option (Right to Buy)
2024-02-29$2.38/sh−14,000$33,320→ 1,136,000 total
Exercise: $2.38Exp: 2025-09-22→ Common Stock (14,000 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2024-03-04$2.38/sh−4,323$10,289→ 1,095,677 total
Exercise: $2.38Exp: 2025-09-22→ Common Stock (4,323 underlying)

Footnotes (5)

[F1]As disclosed in Iteris' Form 10-Q for the quarter ended December 31, 2023, pursuant to a Rule 10b5-1 plan adopted on November 30, 2023, the Reporting Person sold only enough shares to cover the exercise price and related taxes upon the Reporting Person's exercise of a portion of his stock options that expire in September 2025. The Reporting Person retained all of the remaining shares purchased upon exercise.
[F2]The reported securities were sold in multiple transactions at prices ranging from $5.11 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F3]The reported securities were sold in multiple transactions at prices ranging from $5.06 to $5.24. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F4]The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.15. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
[F5]The option vested in full on September 22, 2019.

Documents

1 file

4
wk-form4_1709593502.xmlPrimary
FORM 4

Issuer

ITERIS, INC.

CIK 0000350868

→

Entity typeother

Related Parties

filerCIK 0001653403

Filing Metadata

Form type: 4
Filed: Mar 3, 7:00 PM ET
Accepted: Mar 4, 6:05 PM ET
Size: 23.1 KB

View on SEC.gov