Sievers Drew 4
4 · Forge Global Holdings, Inc. · Filed Mar 4, 2024
Insider Transaction Report
Form 4
Sievers Drew
Chief Delivery Officer
Transactions
- Award
Common Stock, $0.0001 par value per share
2024-02-29+53,925→ 969,691 total - Award
Common Stock, $0.0001 par value per share
2024-02-29+319,148→ 915,766 total
Holdings
- 689,045(indirect: By Operative Capital LP)
Common Stock, $0.0001 par value per share
- 1,596,734(indirect: By LLC)
Common Stock, $0.0001 par value per share
Footnotes (2)
- [F1]These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/36th of the RSUs shall vest in equal monthly installments starting on the one-month anniversary of January 1, 2024.
- [F2]These shares represent RSUs granted under the Plan that were fully vested as of the grant date. Each unit represents a right to receive one share of the Issuer's common stock.