4//SEC Filing
Pollock Frederick 4
Accession 0001628280-24-008986
CIK 0001819796other
Filed
Mar 4, 7:00 PM ET
Accepted
Mar 5, 5:01 PM ET
Size
12.3 KB
Accession
0001628280-24-008986
Insider Transaction Report
Form 4
Pollock Frederick
Chief Investment Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2024-03-01+9,166.66→ 542,388 total - Exercise/Conversion
Restricted Stock Units
2024-03-01−9,166.66→ 0 total→ Class A Common Stock (9,166.66 underlying) - Award
Restricted Stock Units
2024-03-01+103,030→ 103,030 total→ Class A Common Stock (103,030 underlying) - Award
Restricted Stock Units
2024-03-01+150,000→ 150,000 total→ Class A Common Stock (150,000 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer.
- [F2]Represents a grant of RSUs under the Issuer's 2020 Incentive Award Plan that was made on March 1, 2022. 9,166.67 RSUs vested on each of March 1, 2022 and March 1, 2023, and 9,166.66 RSUs vested on March 1, 2024. Delivery of shares of Class A Common Stock in settlement of vested RSUs for this grant generally occurs in August of the year in which the RSUs vest.
- [F3]Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in full on August 15, 2024, subject to the Reporting Person's continued service through the vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement unless the Issuer elects to settle the RSUs in cash, or a combination of Class A Common Stock and cash, in the Issuer's sole discretion.
- [F4]Represents a grant of RSUs under the Issuer's Amended and Restated 2020 Incentive Award Plan on March 1, 2024 made in accordance with the Reporting Person's employment agreement. The RSUs will vest in three equal installments on March 1, 2025, March 1, 2026 and March 1, 2027, subject to the Reporting Person's continued service through the applicable vesting date. Delivery of Class A Common Stock in settlement of vested RSUs will occur on the delivery date set forth in the applicable award agreement.
Documents
Issuer
GCM Grosvenor Inc.
CIK 0001819796
Entity typeother
Related Parties
1- filerCIK 0001680611
Filing Metadata
- Form type
- 4
- Filed
- Mar 4, 7:00 PM ET
- Accepted
- Mar 5, 5:01 PM ET
- Size
- 12.3 KB