FORWARD AIR CORP·4

Mar 29, 9:38 PM ET

HODGE MICHAEL B 4

4 · FORWARD AIR CORP · Filed Mar 29, 2024

Insider Transaction Report

Form 4
Period: 2024-03-14
Transactions
  • Other

    Series B Preferred Units

    2024-03-14948,588746,086 total(indirect: By LLC)
    Exercise: $0.00Common Stock (948,588 underlying)
  • Other

    Series C-2 Units

    2024-03-141,640,3501,290,214 total(indirect: By LLC)
    Exercise: $0.00Class B Units (1,640,350 underlying)
  • Other

    Class B Units

    2024-03-14948,588746,086 total(indirect: By LLC)
    Exercise: $0.00Common Stock (948,588 underlying)
Footnotes (4)
  • [F1]Distribution from Omni Investor Holdings, LLC, of which the reporting person is a co-manager.
  • [F2]Represents Series B Preferred Units received by EVE Omni Investor, LLC (the 'LLC'). Series B Preferred Units and corresponding Opco Class B Units are exchangeable at the option of the holder into shares of the Issuer's common stock. The Series B Preferred Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.
  • [F3]Represents Opco Class B Units received by the LLC. Series B Preferred Units and corresponding Opco Class B Units are exchangeable into shares of the Issuer's common stock. The Opco Class B Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.
  • [F4]Represents Opco Series C-2 Units received by the LLC. The Opco Series C-2 Units will automatically convert into a corresponding number of Opco Class B Units and Series B Preferred Units upon receipt of approval from the Issuer's shareholders. The Opco Series C-2 Units do not have an expiration date. The reporting person is a co-manager of the LLC. The reporting person disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest therein.

Documents

1 file
  • 4
    wk-form4_1711762682.xmlPrimary

    FORM 4