4//SEC Filing
Graft Aaron P 4
Accession 0001628280-24-020263
CIK 0001539638other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:00 PM ET
Size
20.4 KB
Accession
0001628280-24-020263
Insider Transaction Report
Form 4
Graft Aaron P
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2024-05-01$72.00/sh−3,806$274,032→ 175,206 total - Award
Employee Stock Options
2024-05-01+12,148→ 12,148 totalExercise: $72.00Exp: 2034-05-01→ Common Stock (12,148 underlying) - Award
Common Stock
2024-05-01+6,293→ 173,996 total - Award
Common Stock
2024-05-01+5,016→ 179,012 total
Holdings
- 15,823
Employee Stock Options
Exercise: $51.25Exp: 2033-05-01→ Common Stock (15,823 underlying) - 10,886
Employee Stock Options
Exercise: $69.44Exp: 2032-05-01→ Common Stock (10,886 underlying) - 9,767
Employee Stock Options
Exercise: $26.25Exp: 2030-05-01→ Common Stock (9,767 underlying) - 3,315(indirect: By Spouse)
Common Stock
- 8,269
Employee Stock Options
Exercise: $88.63Exp: 2031-05-01→ Common Stock (8,269 underlying) - 7,103
Employee Stock Options
Exercise: $31.00Exp: 2029-05-01→ Common Stock (7,103 underlying) - 9,739
Employee Stock Options
Exercise: $38.75Exp: 2028-05-01→ Common Stock (9,739 underlying) - 11,883
Employee Stock Options
Exercise: $25.80Exp: 2027-05-01→ Common Stock (11,883 underlying)
Footnotes (7)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.
- [F4]Consists of (i) 159,733 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F5]3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
- [F6]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F7]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621666
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:00 PM ET
- Size
- 20.4 KB