Triumph Financial, Inc.·4

May 3, 4:01 PM ET

Schreyer Edward Joseph 4

4 · Triumph Financial, Inc. · Filed May 3, 2024

Insider Transaction Report

Form 4
Period: 2024-05-01
Schreyer Edward Joseph
EVP, Chief Operating Officer
Transactions
  • Tax Payment

    Common Stock

    2024-05-01$72.00/sh8,150$586,80045,826 total
  • Award

    Common Stock

    2024-05-01+3,03853,976 total
  • Award

    Employee Stock Options

    2024-05-01+5,8645,864 total
    Exercise: $72.00Exp: 2034-05-01Common Stock (5,864 underlying)
Holdings
  • Employee Stock Options

    Exercise: $51.25Exp: 2033-05-01Common Stock (3,968 underlying)
    3,968
Footnotes (5)
  • [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
  • [F2]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.
  • [F3]Consists of (i) 13,532 shares beneficially owned by reporting person, and (ii) 32,294 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
  • [F4]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
  • [F5]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Documents

1 file
  • 4
    wk-form4_1714766495.xmlPrimary

    FORM 4