4//SEC Filing
Nelson Adam D 4
Accession 0001628280-24-020270
CIK 0001539638other
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:03 PM ET
Size
18.2 KB
Accession
0001628280-24-020270
Insider Transaction Report
Form 4
Nelson Adam D
SVP and General Counsel
Transactions
- Award
Common Stock
2024-05-01+1,092→ 33,183 total - Award
Employee Stock Options
2024-05-01+2,010→ 2,010 totalExercise: $72.00Exp: 2034-05-01→ Common Stock (2,010 underlying) - Award
Common Stock
2024-05-01+1,041→ 32,091 total - Tax Payment
Common Stock
2024-05-01$72.00/sh−898$64,656→ 32,285 total
Holdings
- 2,976
Employee Stock Options
Exercise: $51.25Exp: 2033-05-01→ Common Stock (2,976 underlying) - 2,187
Employee Stock Options
Exercise: $69.44Exp: 2032-05-01→ Common Stock (2,187 underlying) - 1,802
Employee Stock Options
Exercise: $88.63Exp: 2031-05-01→ Common Stock (1,802 underlying) - 3,508
Employee Stock Options
Exercise: $38.75Exp: 2028-05-01→ Common Stock (3,508 underlying) - 4,598
Employee Stock Options
Exercise: $26.25Exp: 2030-05-01→ Common Stock (4,598 underlying) - 2,529
Employee Stock Options
Exercise: $31.00Exp: 2029-05-01→ Common Stock (2,529 underlying)
Footnotes (6)
- [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
- [F2]Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
- [F3]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.
- [F4]Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F5]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
- [F6]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001621766
Filing Metadata
- Form type
- 4
- Filed
- May 2, 8:00 PM ET
- Accepted
- May 3, 4:03 PM ET
- Size
- 18.2 KB