Home/Filings/4/0001628280-24-020274
4//SEC Filing

Forman-Barenblit Melissa 4

Accession 0001628280-24-020274

CIK 0001539638other

Filed

May 2, 8:00 PM ET

Accepted

May 3, 4:04 PM ET

Size

12.4 KB

Accession

0001628280-24-020274

Insider Transaction Report

Form 4
Period: 2024-05-01
Forman-Barenblit Melissa
EVP, Pres-TriumphPay-TBK Bank
Transactions
  • Tax Payment

    Common Stock

    2024-05-01$72.00/sh594$42,76812,588 total
  • Award

    Common Stock

    2024-05-01+1,47513,182 total
  • Award

    Employee Stock Options

    2024-05-01+2,8482,848 total
    Exercise: $72.00Exp: 2034-05-01Common Stock (2,848 underlying)
Holdings
  • Employee Stock Options

    Exercise: $51.25Exp: 2033-05-01Common Stock (3,968 underlying)
    3,968
  • Employee Stock Options

    Exercise: $69.44Exp: 2032-05-01Common Stock (2,187 underlying)
    2,187
  • Common Stock

    (indirect: By Spouse)
    295
Footnotes (5)
  • [F1]Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
  • [F2]Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit awards.
  • [F3]Consists of (i) 8,376 shares beneficially owned by reporting person, and (ii) 4,212 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
  • [F4]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
  • [F5]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.

Issuer

Triumph Financial, Inc.

CIK 0001539638

Entity typeother

Related Parties

1
  • filerCIK 0001923715

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 4:04 PM ET
Size
12.4 KB