4//SEC Filing
NIGGLI MICHAEL R 4
Accession 0001628280-24-023947
CIK 0001819438other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 12:44 PM ET
Size
10.8 KB
Accession
0001628280-24-023947
Insider Transaction Report
Form 4
NIGGLI MICHAEL R
Director
Transactions
- Award
Common Stock
2024-05-17+202,702→ 951,896 total
Holdings
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
- 568,312(indirect: See footnote)
Common Stock
- 227,407(indirect: See footnote)
Common Stock
- 85,228(indirect: See footnote)
Common Stock
Footnotes (8)
- [F1]The reported shares are represented by restricted stock units ("RSUs") which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
- [F2]A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
- [F3]The shares are held of record by the Chloe D. Niggli Gift Trust for which the reporting person serves as trustee.
- [F4]The shares are held of record by the Michael R. Niggli Jr. 2021 Gift Trust for which the reporting person serves as trustee.
- [F5]The shares are held of record by the Lorelei A. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
- [F6]The shares are held of record by the Linda Naviaux Niggli Trust for which the reporting person's spouse serves as trustee.
- [F7]The shares are held of record by the Michael R. Niggli Family Trust for which the reporting person serves as trustee.
- [F8]The shares are held of record by the Ian M. Niggli 2021 Gift Trust for which the reporting person serves as trustee.
Documents
Issuer
ESS Tech, Inc.
CIK 0001819438
Entity typeother
Related Parties
1- filerCIK 0001377160
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 12:44 PM ET
- Size
- 10.8 KB