4//SEC Filing
Hossfeld Rich 4
Accession 0001628280-24-023951
CIK 0001819438other
Filed
May 16, 8:00 PM ET
Accepted
May 17, 12:47 PM ET
Size
7.1 KB
Accession
0001628280-24-023951
Insider Transaction Report
Form 4
Hossfeld Rich
Director
Transactions
- Disposition to Issuer
Common Stock
2024-05-15−135,373→ 12,500 total - Award
Common Stock
2024-05-17+202,702→ 215,202 total
Footnotes (3)
- [F1]The Reporting Person has elected to decline the shares issuable upon the settlement of the Restricted Stock Unit (RSU) awarded on May 19, 2023. As a result, the RSU was cancelled on May 15, 2024.
- [F2]The reported shares are represented by RSUs which vest on the earlier of (i) May 17, 2025 or (ii) the day prior to the next annual meeting of stockholders. The Reporting Person has elected to defer the settlement of these RSUs to a date within 30 days of the earlier of (i) his separation of service from the Issuer within the meaning of Section 409A of the Internal Revenue Code (Section 409A) or (ii) the date on which a change of control (as defined in the Issuer's plan) occurs, provided that such transaction qualifies as a change of control within the meaning of Section 409A.
- [F3]A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock.
Documents
Issuer
ESS Tech, Inc.
CIK 0001819438
Entity typeother
Related Parties
1- filerCIK 0001885330
Filing Metadata
- Form type
- 4
- Filed
- May 16, 8:00 PM ET
- Accepted
- May 17, 12:47 PM ET
- Size
- 7.1 KB