4//SEC Filing
Tiedemann Michael 4
Accession 0001628280-24-026808
CIK 0001838615other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 2:12 PM ET
Size
15.1 KB
Accession
0001628280-24-026808
Insider Transaction Report
Form 4
Tiedemann Michael
DirectorChief Executive Officer
Transactions
- Purchase
Class A Common Stock
2024-06-03$4.87/sh+22,721$110,651→ 475,234.53 total - Award
Peformance Restricted Stock Unit
2024-06-05+458,733.21→ 458,733.21 total→ Class A Common Stock (458,733.21 underlying) - Purchase
Class A Common Stock
2024-06-03$4.86/sh+24,652$119,809→ 499,886.53 total - Award
Restricted Stock Units
2024-06-04+173,729→ 173,729 total→ Class A Common Stock (173,729 underlying)
Holdings
- 42,918(indirect: See FN)
Class A Common Stock
- 63,326(indirect: See FN)
Class A Common Stock
- 16,979(indirect: See FN)
Class A Common Stock
Footnotes (7)
- [F1]The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.69 to $5.00, inclusive. The reporting person undertakes to provide to AlTi Global, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $4.70 to $5.00, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote(2) to this Form 4.
- [F3]The reporting person's indirect beneficial ownership includes (i) 63,326 shares of Class A common stock of the Company ("Class A Common Stock") for MGT 2012 DE Trust; (ii) 16,979 shares of Class A Common Stock for CHT Fam Tst Ar 3rd fbo MGT; and (iii) 42,918 shares of Class A Common Stock for Chauncey Close, LLC. The reporting person disclaims beneficial ownership of the securities held by the MGT 2012 DE Trust, the CHT Fam Tst Ar 3rd fbo MGT and Chauncey Close, LLC, except to the extent of any pecuniary interest the reporting person may have therein.
- [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
- [F5]The RSUs vest in three equal annual installments beginning February 15, 2025.
- [F6]Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of the Company's Class A Common Stock.
- [F7]33.33% of the PRSUs shall be eligible to vest at the end of each of three annual performance periods beginning on March 31, 2025, subject to the reporting person's continued service with the Company through the applicable performance period, based on the total shareholder return of the Company's Class A Common Stock exceeding certain thresholds. The maximum number of units that may vest over three years is 917,466.42 (200% of the target number).
Documents
Issuer
AlTi Global, Inc.
CIK 0001838615
Entity typeother
Related Parties
1- filerCIK 0001958484
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 2:12 PM ET
- Size
- 15.1 KB