Nelson Adam D 4
4 · Triumph Financial, Inc. · Filed Jul 12, 2024
Insider Transaction Report
Form 4
Nelson Adam D
SVP and General Counsel
Transactions
- Exercise/Conversion
Employee Stock Options
2024-07-11$26.25/sh−4,598$120,698→ 0 totalExercise: $26.25Exp: 2030-05-01→ Common Stock (4,598 underlying) - Exercise/Conversion
Common Stock
2024-07-11$26.25/sh+4,598$120,698→ 36,883 total - Sale
Common Stock
2024-07-11$87.27/sh−4,598$401,267→ 32,285 total
Footnotes (4)
- [F1]The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
- [F2]Consists of (i) 29,460 shares beneficially owned by reporting person, and (ii) 2,825 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
- [F3]Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
- [F4]Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.