4//SEC Filing
LEE MARK P 4
Accession 0001628280-24-031817
CIK 0001827821other
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 7:32 PM ET
Size
7.9 KB
Accession
0001628280-24-031817
Insider Transaction Report
Form 4
LEE MARK P
Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock, $0.0001 par value per share
2024-01-31−27,779→ 1,602,332 total - Tax Payment
Common Stock, $0.0001 par value per share
2024-07-10−20,760→ 1,581,572 total
Holdings
- 1,205,146(indirect: By Trust)
Common Stock, $0.0001 par value per share
Footnotes (3)
- [F1]As previously reported, the Reporting Person was granted restricted stock units ("RSUs") on April 24, 2023 with performance-based vesting conditions. The amount reported here reflects the forfeiture of certain of such RSUs following certification by the Board of Directors of the Issuer on January 31, 2024 of the extent of achievement of such performance conditions.
- [F2]In addition to reflecting the forfeiture described in footnote 1, the amount reported here further reflects the transfer of 1,205,146 shares by the Reporting Person to a family trust in June 2024. Such transfer resulted in a change from direct to indirect ownership but no change in beneficial ownership.
- [F3]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs.
Documents
Issuer
Forge Global Holdings, Inc.
CIK 0001827821
Entity typeother
Related Parties
1- filerCIK 0001276504
Filing Metadata
- Form type
- 4
- Filed
- Jul 11, 8:00 PM ET
- Accepted
- Jul 12, 7:32 PM ET
- Size
- 7.9 KB