Home/Filings/4/0001628280-24-031820
4//SEC Filing

Sievers Drew 4

Accession 0001628280-24-031820

CIK 0001827821other

Filed

Jul 11, 8:00 PM ET

Accepted

Jul 12, 7:34 PM ET

Size

8.8 KB

Accession

0001628280-24-031820

Insider Transaction Report

Form 4
Period: 2024-01-31
Sievers Drew
Chief Delivery Officer
Transactions
  • Disposition to Issuer

    Common Stock, $0.0001 par value per share

    2024-01-3118,509886,761 total
  • Tax Payment

    Common Stock, $0.0001 par value per share

    2024-07-1015,133871,628 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: By LLC)
    1,596,734
  • Common Stock, $0.0001 par value per share

    (indirect: By Operative Capital LP)
    689,045
Footnotes (3)
  • [F1]As previously reported, the Reporting Person was granted restricted stock units ("RSUs") on April 24, 2023 with performance-based vesting conditions. The amount reported here reflects the forfeiture of certain of such RSUs following certification by the Board of Directors of the Issuer on January 31, 2024 of the extent of achievement of such performance conditions.
  • [F2]Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of RSUs.
  • [F3]The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.

Issuer

Forge Global Holdings, Inc.

CIK 0001827821

Entity typeother

Related Parties

1
  • filerCIK 0002003379

Filing Metadata

Form type
4
Filed
Jul 11, 8:00 PM ET
Accepted
Jul 12, 7:34 PM ET
Size
8.8 KB