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4//SEC Filing

Sievers Drew 4

Accession 0001628280-24-037809

CIK 0001827821other

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 7:27 PM ET

Size

9.2 KB

Accession

0001628280-24-037809

Insider Transaction Report

Form 4
Period: 2024-08-15
Sievers Drew
Chief Delivery Officer
Transactions
  • Sale

    Common Stock, $0.0001 par value per share

    2024-08-15$1.30/sh24,051$31,334832,444 total
  • Sale

    Common Stock, $0.0001 par value per share

    2024-08-16$1.32/sh5,949$7,827826,495 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: By LLC)
    1,596,734
  • Common Stock, $0.0001 par value per share

    (indirect: By Operative Capital LP)
    689,045
Footnotes (4)
  • [F1]Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  • [F2]This transaction was executed in multiple trades at prices ranging from $1.24 to $1.36. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F3]This transaction was executed in multiple trades at prices ranging from $1.30 to $1.37. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  • [F4]The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.

Issuer

Forge Global Holdings, Inc.

CIK 0001827821

Entity typeother

Related Parties

1
  • filerCIK 0002003379

Filing Metadata

Form type
4
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 7:27 PM ET
Size
9.2 KB