4//SEC Filing
Sievers Drew 4
Accession 0001628280-24-040815
CIK 0001827821other
Filed
Sep 17, 8:00 PM ET
Accepted
Sep 18, 5:25 PM ET
Size
9.3 KB
Accession
0001628280-24-040815
Insider Transaction Report
Form 4
Sievers Drew
Chief Delivery Officer
Transactions
- Sale
Common Stock, $0.0001 par value per share
2024-09-16$1.36/sh−11,042$14,992→ 800,320 total - Sale
Common Stock, $0.0001 par value per share
2024-09-17$1.36/sh−18,958$25,851→ 781,362 total
Holdings
- 1,596,734(indirect: By LLC)
Common Stock, $0.0001 par value per share
- 689,045(indirect: By Operative Capital LP)
Common Stock, $0.0001 par value per share
Footnotes (4)
- [F1]Represents shares sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]This transaction was executed in multiple trades at prices ranging from $1.33 to $1.42. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.33 to $1.40. The price reported above reflects the volume weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]The Reporting Person is a managing member of the ultimate general partner of each of Operative Capital LP and Operative Capital SPV I, LLC and thus may be deemed to be the beneficial owner of the shares held by such entities. The Reporting Person disclaims beneficial ownership of all securities held by such entities except to the extent of his pecuniary interest therein, if any.
Documents
Issuer
Forge Global Holdings, Inc.
CIK 0001827821
Entity typeother
Related Parties
1- filerCIK 0002003379
Filing Metadata
- Form type
- 4
- Filed
- Sep 17, 8:00 PM ET
- Accepted
- Sep 18, 5:25 PM ET
- Size
- 9.3 KB