UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

___________

FORM 8-K

___________

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED) ~~August~~September 2623, 2024

Alpine 4 Holdings, Inc.

(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)

Delaware

001-40913

46-5482689

(STATE OR OTHER JURISDICTION

OF INCORPORATION OR ORGANIZATION)

(COMMISSION FILE NO.)

(IRS EMPLOYER IDENTIFICATION NO.)

2375 E. Camelback Rd, Suite 600

Phoenix, AZ 85016

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)

480-702-2431

(ISSUER TELEPHONE NUMBER)

(FORMER NAME OR FORMER ADDRESS, IF CHANGED SINCE LAST REPORT)

2525 E. Arizona Biltmore Circle, Suite 237

Phoenix, AZ 85016

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

Securities registered pursuant to Section 12(b) of the Act:


Title of each class	Trading Symbol(s)	Name of each exchange on which registered
Class A Common Stock	ALPP	The Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard, Transfer of Listing.

Item 8.01 Other Events

On ~~August~~July 2625th, 2024, ~~Alpine~~the 4Company ~~Holdings,~~notified ~~Inc~~the public of its decision to relocate its corporate office., aThis ~~Delaware~~move ~~corporation~~was (necessitated by the ~~“Company”)~~need for enhanced security and a focus on cost-cutting measures, ~~received~~including ~~written~~a ~~notification~~reduced ~~(the~~employee ~~“Letter”)~~headcount. ~~from~~We ~~the~~are ~~Nasdaq~~pleased ~~Hearings~~to ~~Panel~~announce ~~(the~~that ~~“Panel”)~~we ~~notifying~~have ~~the~~found ~~Company~~a ofnew ~~its~~office ~~decision~~space tothat ~~grant~~aligns ~~the~~with our current operational requirements while offering increased security features. The Company's ~~request~~executed a lease on anSeptember ~~extension~~23rd, ~~for~~2024, ~~completion~~and ofour ~~its~~location ~~Quarterly~~will ~~Report~~be onat ~~Form~~4201 ~~10-Q~~N. ~~for~~24th ~~the~~Street, ~~period~~Suite ~~ending~~150, ~~June~~Phoenix, 30AZ 85016, conveniently near our previous office. The new lease will begin on October 1st, 2024, asand ~~part~~the ofCompany ~~its~~plans ~~overall~~to ~~compliance~~move ~~plan~~into this space over the next few weeks. We are enthusiastic about this transition and the opportunities it presents for the Company.

As previously reported, the Company had informed the Panel that the company would likely be late on its Q2 financial report during its hearing with the Nasdaq Panel on July 2, 2024, in relation to its delinquent public reports, namely the Annual Report on Form 10-K for the year ended December 31, 2023, and the Quarterly Report on Form 10-Q for the period ended March 31, 2024.

The Letter stated that based on the information presented, the Panel had decided to grant the Company’s request for an exception until November 1, 2024, to regain compliance with the periodic filing delinquency.

The Letter noted that the Nasdaq Listing and Hearing Review Council may, on its own motion, determine to review any Panel decision within 45 calendar days after issuance of the written decision. The Letter continued that if the Listing Council determines to review the decision set forth in the Letter, the Listing Council may affirm, modify, reverse, dismiss or remand the decision to the Panel, and that the Company would be notified immediately in the event the Listing Council determines that this matter will be called for review.

As of the date of this Current Report, the Company has been working with its auditors and other advisors to prepare and compile the Company’s Annual for the year ended December 31, 2023, and the Quarterly Reports for the quarters ended March 31 and June 30, 2024, for filing to regain compliance with the Periodic Filing Rule.

Other Company Updates

Annual Shareholder Meeting: As previously reported by the Company in the CEO Company Update letter dated May 7, 2024, the Company’s Annual Meeting of the Shareholders for the 2023/2024 year previously had been tentatively scheduled for Friday, August 2, 2024, at 5 pm EST, and then moved to November 2, 2024. Based on the Nasdaq Appeal Approval and Company’s plan for the timing of the SEC filings to satisfy the Periodic Filing Rule, Management anticipates that the Shareholder Meeting for the 2023/2024 year will now be held on Monday, November 4, 2024, at 5PM EST.

Item 9.01 Financial Statements and Exhibits

(d) Exhibits


Exhibit Number						Description
104						Cover Page Interactive Data File (formatted as Inline XBRL)

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

Alpine 4 Holdings, Inc.

By: /s/ Kent B. Wilson

Kent B. Wilson

Chief Executive Officer, President

(Principal Executive Officer)

Date: ~~August~~September 2823, 2024

Filing Compare · ALPINE 4 HOLDINGS, INC.